Trade Name : Sarvesh Kumar.
About Me: I(Sarvesh Kumar) am a SEBI Registered Investment Adviser . My SEBI registration RIA No is : INA000018151, BASL Registration Membership No : 2016, BSE Enlistment IA No : 2016. I am also NISM Certified in Investment Advising(Level-1 and Level-2 Exam).
Annual Audit Report Status of Fy 23-24 : Sent Audit Report to BSE by Email on dated 30-08-2024.
Periodic Audit Report Status of Fy 24-25(Till 30-09-2024) : Submitted Audit Report on BSEINDIA.com portal on dated 15-10-2024.
Investor Complaint Data :
Data for the month ending - November 2024
| S.N. | Received From | Pending at the end of last month | Received | Resolved | Total Pending | Pending Complaints > 3 Months | Average Resolution time in days |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | - | |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | - | |
| 3 | Other Sources | 0 | 0 | 0 | 0 | - | |
| 0 | Grand Total | 0 | 0 | 0 | 0 | - |
Trend of monthly disposal of complaints
| S.N. | Month | Carried forward from previous month | Received | Resolved | Pending |
|---|---|---|---|---|---|
| December 2023 | 0 | 0 | - | 0 | |
| Jan 2024 | 0 | 0 | - | 0 | |
| Feb 2024 | 0 | 0 | - | 0 | |
| March 2024 | 0 | 0 | - | 0 | |
| April 2024 | 0 | 0 | - | 0 | |
| May 2024 | 0 | 0 | - | 0 | |
| June 2024 | 0 | 0 | - | 0 | |
| July 2024 | 0 | 0 | - | 0 | |
| August 2024 | 0 | 0 | - | 0 | |
| September 2024 | 0 | 0 | - | 0 | |
| October 2024 | 0 | 0 | - | 0 | |
| November 2024 | 0 | 0 | - | 0 | |
| Grand Total | 0 | 0 | - | 0 |
Trend of annual disposal of complaints
| S.N. | Year | Carried forward from previous month | Received | Resolved | Pending |
|---|---|---|---|---|---|
| 1 | 2023-2024 | 0 | 0 | - | 0 |
| 2 | 2024-2025 | 0 | 0 | - | 0 |
Investment Advising Service:
1. Short Term/Long Term Investment Advise in Equity/Mutual Funds
2. Nifty Future and Nifty Option Trading Advise
3. Bank Nifty Future and BankNifty Option Trading Advise
4. Commodity Future and Commodity Option Trading advise
5. Equity/Stock Option Investment/Trading Advise
Investment Advising Services Fee:
Please call me at Contact No 7349118590 so that I can explain you about my Investment Advising Services and Fee in detail.
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Investor Grievance Redressal Mechanism:
Level 1:
You may approach IA(Investment Adviser) - Mr. Sarvesh Kumar, Email ID: sarvesh.wealth@gmail.com and Mobile No.- 7349118590
Level 2:
In case you are not satisfied with our response you can lodge your grievance with SEBI at SEBI Scores Portal(http://scores.sebi.gov.in) or you may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI office on Toll Free Helpline at 1800 22 7575/ 1800 266 7575. SCORES may be accessed thorough SCORES mobile application as well, same can be downloaded from below link: SCORES mobile application ODR Portal could also be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”. A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link - Smart ODR Portal
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For Investment Advising Services Call me at +91-7349118590 or or WhatsApp me at WhatsApp Now
Other Important Links:
SEBI Website || SEBI Scores Portal || Smart ODR Portal || Investor Charter(pdf Format) || Website Privacy Policy(pdf Format)